Onboarding – bedrifter v_3

Personal details

Company name:(Required)

Email:(Required)

Telephone:(Required)

Address:(Required)

Street Address Postcode Postal location Country

Org. no.(Required)

LEI no:(Required)

Organisational form(Required)

If other, please specify:

Account information

Bank account number for deductions (11 digits):(Required)

Taxable to (country):(Required)

The name of the bank:

Nationality of the bank:

Beneficial owners

Beneficial owner means a natural person who ultimately owns or controls the customer, or on whose behalf a transaction or activity is conducted. activity is carried out on behalf of. A natural person shall in all cases be considered a beneficial owner if they directly or indirectly, alone or together with close family members 1) owns or controls more than 25 per cent of the shares or votes in a company/association. The same applies when such natural persons 2) because of their holding of control more than 25 per cent of the total number of votes, 3) have the right to appoint more than half of the company/association. more than half of the company's/association's board members etc.4) due to an agreement with 4) by virtue of an agreement with owners/members/company/association/statutes or similar, can exercise control as mentioned in points 1), 2) or 3), or 5) in any other way can exercise control over the company/association.

Is the company or any of the beneficial owners subject to US tax?(Required)

no

Yes

If yes, please specify who

Beneficial owner 1

Name(Required)

Ridge Load

Personal number:(Required)

Address

Street Address City centre ZIP / Postal Code Country

Ownership interest in %:(Required)

Control share in %:(Required)

Beneficial owner 2

Name

Ridge Load

Personal number:

Address

Street Address City centre ZIP / Postal Code Country

Ownership interest in %:

Control share in %:

Beneficial owner 3

Name

Ridge Load

Personal number:

Address

Street Address City centre ZIP / Postal Code Country

Ownership interest in %:

Control share in %:

Beneficial owner 4

Name

Ridge Load

Personal number:

Address

Street Address City centre ZIP / Postal Code Country

Ownership interest in %:

Control share in %:

Politically exposed person

Do any of the beneficial owners hold, or have they previously held, a high-ranking political position or office, or are they a family member or known associate of such a person?(Required)

no

Yes

PEP: A person who holds or has held a high-ranking public office or position in Norway or abroad. This includes head of state, head of government, minister or minister, member of the national assembly or member of the governing body of a political member of a political party, member of a higher judicial authority, the board of a national audit office or a central bank, ambassador, chargé d'affaires or military officer of higher rank, member of an administrative/managing or controlling body of a state-owned enterprise, director, member of the board of directors or other member of the senior management of an international organisation.

If yes, please specify office/position or relationship (PEP himself/herself/family member/close associate) for all relevant beneficial owners

Investment information

Link to key information about CARN Latitude - CLASS NOK-A1 (ACC)

Risk: The company recognises that investing and trading in financial instruments and other related instruments involves a risk of loss. The invested capital may increase or decrease in value, and the value of financial instruments depends on fluctuations in the financial markets. Historical value development and returns cannot be used as an indicator of future development. The company itself must assess the risk associated with the relevant instrument and market. The company also confirms that it has read and understood the key information document (KID) for the fund in question.

We confirm

Choose your savings type:

Lump sum

Monthly savings amount, deducted on the 25th of the month

Lump sum (NOK) - Subsequent subscription minimum NOK 5000 - CARN Latitude - CLASS NOK-A1 (ACC)

Monthly savings amount (NOK) - Monthly savings are a minimum of NOK 5,000 per month - CARN Latitude - CLASS NOK-A1 (ACC):

One-time power of attorney: The maintenance of the register of unitholders for the fund is handled by Huddlestock Investorservice AS. The undersigned account holder/payer (I) hereby authorise CARN Capital AS and Huddlestock Investorservice AS, through the payee's bank, to debit the above account with up to the specified amount for transfer to the payee's account. The authorisation only applies to a single debit. This one-off authorisation is valid for up to seven working days after the authorisation is issued. The undersigned payer also authorises the payee to obtain information from my bank stating that I have the right to access the specified account. Payment with a one-off mandate is a banking service that banks in Norway cooperate on and the rules for such mandates are followed by standard terms and conditions in the banks' agreements. The Right of Withdrawal Act of 21 December 2000 does not apply to the purchase of units in mutual funds.

We grant a one-time authorisation

One-time authorisation: The subscription is larger than NOK 5 million, and I hereby grant CARN Capital AS and Huddlestock Investorservice AS a sufficient number of one-time authorisations to carry out the subscription.

We grant a one-time authorisation

Division shift

Conflicts of interest: Carn Capital AS is licensed to provide investment services, including receiving and transmitting orders on behalf of clients, portfolio management, investment advice as well as custody and administration of financial instruments. Carn Capital AS has entered into an active management agreement with the fund's management company, and thus manages the fund's assets. For this, Carn receives a management fee as described in the fund's prospectus. Carn also provides portfolio management through discretionary mandates. Carn has established internal guidelines and control measures to ensure that conflicts of interest are handled in accordance with Article 23 of MiFID II, Sections 9-16 and 10-2 of the Securities Trading Act and relevant regulations. If a conflict of interest cannot be eliminated with reasonable certainty, the client will be informed before the service is provided.

Ballast

The contractual relationship: CARN Capital AS acts as a recipient and intermediary of orders, and will forward orders received from the customer for subscription or redemption of mutual fund units to Huddlestock Investorservice AS, which will carry out the subscription or redemption of fund units with the fund management company. Huddlestock Investorservice AS will be listed as the manager (owner) on behalf of the beneficial unitholders of the mutual fund. Huddlestock Investorservice AS will maintain an internal manager register in which the beneficial unitholders and their holdings of units appear.

Ballast

Subscription and redemption of units: Subscriptions and redemptions of units are made at an unknown price. Units can be subscribed for and redeemed in the mutual fund every first and third Tuesday of the month (“trading day”). In order for subscription orders to receive the trading day's price, the subscriptions must be received by CARN Capital AS no later than 12.00 noon five (5) banking days before the trading day. Redemption orders received by CARN Capital AS before 12.00 noon seven (7) banking days before the Trading Day will receive the Trading Day price. CARN Capital AS will forward the order to Huddlestock Investorservice AS, which will then carry out subscription and/or redemption with subsequent debiting or crediting of the customer. CARN Capital AS is not responsible for delays related to subscription, redemption or settlement after the order has been forwarded from CARN Capital AS. Further information about subscription and redemption can be found at www.CARNcapital.com. Deadlines for subscription and redemption are subject to change, and information about this at www.CARNcapital.com will apply. Investors should note that it is the time of withdrawal from the account that determines the price to which the subscription is entitled. In the event of insufficient funds in the bank account for deduction or absent payment by the deadline mentioned above, the subscription will be carried out on the next Trading Day.

Ballast

Processing of personal data:

The processing of personal data is necessary to fulfil an agreement to which you are a party and to fulfil statutory obligations. The Securities Trading Act and the Money Laundering Act require us to process and store information about customers and trades, as well as control and document our activities. Your personal data will be treated confidentially, but to the extent necessary for the purposes, the personal data may be shared between the manager and account operator as well as public authorities. Personal data will be processed for as long as it is necessary for the purposes. When the purpose of the individual processing has been fulfilled, we will delete or anonymise registered personal data unless the data must or can be stored beyond this period as a result of legislation. Within the limitations set out in the Personal Data Act, you may demand that defective and unnecessary personal data be corrected or deleted.(Required)

Ballast

Consent/confirmation

I have read and familiarised myself with the information contained in the fund's prospectus, key information, articles of association, this form and financial reports available at www.carncapital.com. I have received and understood information about the product's risks, expected returns and costs. I have familiarised myself with, understood and accept the terms and conditions of this agreement, Carn Capital AS’ general terms and conditions, Huddlestock Investorservice AS’ general terms and conditions and the terms and conditions for Aksjesparekonto. I am not a U.S. citizen, a U.S. resident or a U.S. taxpayer. I agree that CARN Capital AS may forward my customer information to the fund company and Huddlestock Investorservice AS. I understand that investing and trading in shares, funds and other securities involves a risk of loss and that their value may rise as well as fall. Historical returns are no guarantee of future returns. I agree to the sections on the processing of personal data, disclosure of confidential information and that general information may be published on CARN Capital AS’ website, including updated terms and deadlines for subscription and redemption. I agree to receive information by e-mail. I am aware that telephone conversations with CARN Capital AS may be recorded and stored in accordance with applicable regulations. I agree that Huddlestock Investorservice AS may provide CARN Capital AS with information about my fund units in the funds specified in this subscription form. I confirm that the information I have provided is correct and complete and that any changes will be reported to CARN Capital AS.(Required)

I confirm

Onboarding - companies v_3

Form for establishing a customer relationship with CARN Capital for companies - with subscription instructions

Personal details

Account information

Beneficial owners

Beneficial owner 1

Beneficial owner 2

Beneficial owner 3

Beneficial owner 4

Politically exposed person

Investment information

Division shift

Appropriateness test: CARN Capital AS is obliged to obtain necessary information about your knowledge and experience of the financial markets. Our assessment of appropriateness will be based on information provided by you acting on behalf of the company.

Knowledge and experience

Processing of personal data:

Consent/confirmation